• Overview

IBF Fireside Chat with CFA: Sales Inducement in Asia Pacific - Where are the customers' yachts? Investor protection in the 21st century 

ESG Series
[In light of the developments in the spread of the Novel Coronavirus (2019-nCoV),  this event has been postponed]​​ 

The sale and distribution of mutual funds and other investment products have undergone significant changes since the global financial crisis. Mis-selling scandals, profit pressures, regulatory scrutiny, technological disruptions, and growth of high net worth clients are some of the factors that have contributed to changes in business models and strategic directions.

Recently, CFA Institute published a report “Sales Inducements in Asia Pacific: A review of the sales and distribution of mutual funds in selected Asia Pacific markets”. The report contains a review on regulatory and industry practices around fees and commissions, duty of care, investor protection, focusing on four Asia Pacific markets – Australia, Hong Kong, Singapore and India.  This session will draw on the report to provide an global overview, and how markets are grappling with common issues, including, for example:
• Fees versus commissions: is a ban on sales commissions the silver bullet?  
• Duty of care: best interest versus suitability – what is the difference?  
• Transparency and disclosure: what clients do not know will not hurt them?
• Fund distribution channels: the more the merrier?
• Investor education: when do you regulate and when do you educate?

Come join us for an engaging and insightful session as we discuss investor protection in the 21st century in this 2 hour workshop.  

Event Details
 
Who should attend:Finance Practioners involved in ESG Functions, Risk, Legal and Compliance personnel, HR and L&D Executives​​
Date:17 February 2020
Time:12.00pm - 2.00pm
Venue:IBF Careers Connect
#13-07/08 MAS Building, Singapore 079117
Fee: 
(before GST)
$80 IBF-Member (2 complimentary tickets for IBF-Members)
$160 IBF non-member
Attire:Business Attire
CPD Hours:Attendees who attend the full event will be accorded 2 CPD hours
 

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Note:
  • Seats are given on a first-come-first-served basis. IBF reserves the right to reject application to attend the event.
  • Once confirmed, no cancellation of registration is allowed, replacements may be arranged at no additional cost. For replacements, log in to GevMe wallet to make the changes.  Please contact events@ibf.org.sg.
  • Upon confirmation, no-shows may be liable for an administrative fee of $80.00.
  • To be eligible for CPD hours and issuance of Certificate of Attendance (COA), participants shall be present for the entire programme and with records of SIGN-IN and SIGN-OUT. COA will be issued 5 days after the event.
  • Please note that we will need to collect NRIC details for entry into the venue. Please refer to our public circular for more info. 
  • The full Terms & Conditions can be found here.

Contact
Event Secretariat    |   events@ibf.org.sg      |     www.ibf.org.sg