P190514MLS

Private Banking Certification Level 2: Ethical Conduct & Rules and Regulations

Programme Scheme : IBF-STS and, Core FAA / SFA CPD


Programme Title Private Banking Certification Level 2: Ethical Conduct & Rules and Regulations
Programme Scheme IBF-STS and, Core FAA / SFA CPD
Training Provider SMU Academy
Purpose of Programme

Apply and promote ethical behaviour in accordance to the private banking code of conduct. Apply relevant laws and regulations when performing roles and responsibilities including AML/CFT, banking secrecy, AEOI/CRS/ FATCA, Dodd Frank, cross border rules, etc

Programme Website https://academy.smu.edu.sg/private-banking-certification-level-2-rules-and-regulations-3086
Programme Prospectus Click here to download file
Type of Programme Training & Assessment
Industry Segment Private Banking and Wealth Management
Location of Training
Training Duration/ CPD Hours: Total: 4 Hr(s)
1 Half Day(s) over 1 Week(s)

Core FAA CPD: 4 Hr(s)
Core SFA CPD: 4 Hr(s)
Name of Contact Person: Cary Chan
Designation Deputy Director, Business Development
DID 68087908
Email carychan@smu.edu.sg
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 4
H. Risk Management, Governance and Regulatory Compliance H8. Customer Acceptance Checking and Onboarding 4

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