P200827WSL

FA CPD - Ethics, Rules and Regulations (6 hours Online)

Programme Scheme : IBF-STS and, Core FAA / SFA CPD


Programme Title FA CPD - Ethics, Rules and Regulations (6 hours Online)
Programme Scheme IBF-STS and, Core FAA / SFA CPD
Training Provider Wealth Management Institute Limited
Purpose of Programme

Wealth Management Institute (WMI) has developed a comprehensive online learning course with assessment for financial adviser representatives to meet the MAS requirement of 6 training hours in ethics and/or rules and regulations each year. Learners will be able to appreciate the importance of Ethics, build trust and competency, adopt the common components of the Code of Conduct. This course also aims to help the learners understand the regulatory environment which a Financial Adviser Representative operators in and the specific Regulatory Acts governing this environment.

Programme Website http://wmi.edu.sg
Programme Prospectus Click here to download file
Type of Programme Training & Assessment
Industry Segment Asset Management, Financial Services, General Insurance, Life Insurance, Retail Banking
Location of Training
Training Duration/ CPD Hours: Total: 6.75 Hr(s)
6.75 Full Day(s) over 1 Month(s)

Core FAA CPD: 6.75 Hr(s)
Core SFA CPD: 6.75 Hr(s)
Name of Contact Person: Ethel Lim
Designation Programme Manager
DID 96277937
Email ethellim@wmi.edu.sg
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 4
H. Risk Management, Governance and Regulatory Compliance H3. Business Risk Assessment 3
H. Risk Management, Governance and Regulatory Compliance H9. Fraud Risk Management 4
H. Risk Management, Governance and Regulatory Compliance H25. Regulatory Compliance 4

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