P200826TXX

Investment Advisory

Programme Scheme : IBF-STS and, Core FAA / SFA CPD


Programme Title Investment Advisory
Programme Scheme IBF-STS and, Core FAA / SFA CPD
Training Provider Wealth Management Institute Limited
Purpose of Programme

Course Description and Scope This course covers the roles and obligations of an investment advisor and the process for providing investment advisory. The process starts with knowing the roles and obligations of an investment advisor, the client’s risk profile, needs and product suitability. This is followed by designing the investment solution based on the investment policy statement, managing, reviewing and monitoring the portfolio. Investment advisory is a critical part of wealth management. Through an investment advisor, clients are able to make better informed decisions on their investments taking into consideration their risk profile, needs and product suitability. The course provides a holistic approach to client-centric investment advisory. Course Learning Objectives By the end of this course, students will: 1. Investment Advisory a. Roles and obligations of an investment advisor b. Client risk profile c. Client needs and product suitability d. Understanding clients’ behavioral biases 2. Designing Investment Solutions a. Investment policy statement b. Asset allocation i. Strategic and Tactical ii. Core and Satellite 3. Portfolio Management Process a. Investment cycle vs economic cycle b. Top-down and thematic approach c. Bottom-up securities selection d. Portfolio optimization and rebalancing 4. Portfolio Review and Monitoring a. Performance measures b. Risk-return evaluation

Programme Website http://www.wmi.edu.sg
Programme Prospectus Click here to download file
Type of Programme Training & Assessment
Industry Segment Private Banking and Wealth Management
Location of Training
Training Duration/ CPD Hours: Total: 19.5 Hr(s)
2 Full Day(s) over 1 Month(s)

Core FAA CPD: 4 Hr(s)
Core SFA CPD: 4 Hr(s)
Name of Contact Person: Joewe Neo
Designation Assistant Director
DID 69047319
Email joeweneo@wmi.edu.sg
Skills Category Skills and Competencies Proficiency Level
E. Investment and Financial Management E2. Behavioural Finance 4
E. Investment and Financial Management E37. Wealth Planning Administration 3
H. Risk Management, Governance and Regulatory Compliance H23. Portfolio and Investment Risk Management 4

Find out more