P200826TDN

Certified Private Banker Level 1 - Ethical Conduct

Programme Scheme : IBF-STS and, Core FAA / SFA CPD


Programme Title Certified Private Banker Level 1 - Ethical Conduct
Programme Scheme IBF-STS and, Core FAA / SFA CPD
Training Provider Wealth Management Institute Limited
Purpose of Programme

Covered Persons operate in a regulatory environment that is constantly evolving. As such, you must first understand key rules and regulations, be guided by the Private Banking Code of Conduct, act professionally with integrity and competence when conducting business, and be aware of the consequences of breaching these rules. This online module covers the above, and promotes a paradigm shift towards a “conduct culture” instead of a “compliance culture”. Co-developed with the CFA Institute, you are required to resolve challenging ethical dilemmas using their Ethical Decision-Making Framework.

Programme Website http://wmi.edu.sg
Programme Prospectus Click here to download file
Type of Programme Training & Assessment
Industry Segment Private Banking and Wealth Management
Location of Training
Training Duration/ CPD Hours: Total: 4 Hr(s)
1 Full Day(s) over 1 Month(s)

Core FAA CPD: 4 Hr(s)
Core SFA CPD: 4 Hr(s)
Name of Contact Person: Ethel Lim
Designation Programme Manager
DID 96277937
Email ethellim@wmi.edu.sg
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 3

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