P201027CXH

Ethics for Representatives of Financial Firms

Programme Scheme : FTS and, Core FAA / SFA CPD


Programme Title Ethics for Representatives of Financial Firms
Programme Scheme FTS and, Core FAA / SFA CPD
Training Provider The Society of Remisiers (Singapore)
Purpose of Programme

To introduce and explain ethical principles to finance professionals who provide or support trading and financial advisory services.

Programme Website http://www.remisiers.org
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Financial Planning
Location of Training Singapore
Training Duration/ CPD Hours: Total: 3 Hr(s)

Core FAA CPD: 3 Hr(s)
Core SFA CPD: 3 Hr(s)
Name of Contact Person: M Zulfadhli
Designation Junior Executive
DID 63275436
Email Zulfadhli@abmaximus.com
Skills Category Skills and Competencies Proficiency Level
B. Customer Relationship and Stakeholder Management B10. Personal Finance Advisory 4
E. Investment and Financial Management E10. Client Investment Suitability 3
H. Risk Management, Governance and Regulatory Compliance H23. Portfolio and Investment Risk Management 3
A. Business Development and Strategy Management A13. Ethical Culture 3

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