| Purpose of Programme |
Course Overview
This intensive 6-hour workshop is designed for both financial advisors and capital markets representatives to appreciate the rules, regulations and ethical challenges in Post Covid-19 pandemic crisis which was further compounded by the speed of technology exuberance in same period. The New Norm, post Covid-19 pandemic crisis, of financial advisors and capital markets representatives mostly working from home (WFH) created a new set of ethical challenges which also complimented by launch of new rules and regulations by regulators.
Participants will learn through case studies and group discussions using behavioural finance concepts and framework to identify the new causes Post Covid-19 to potential rules, regulations and ethical misconduct and non-adherence to the firm's and/or regulators' policies.
Learning Objective
• Update on the latest rules and regulations post Covid-19 impacting both financial advisory and capital markets industry in Singapore
• Keep financial advisors and representatives abreast of latest digitalisation trends and development post Covid-19 impacting both financial advisory and capital markets businesses
• Made aware of rules, regulations and ethical challenges in new digital age post Covid-19
• Invoke the works of behavioural finance to identify potential rules, regulations and ethical misconduct
• Make use of behavioural finance concepts & understanding to avoid potential rules, regulations and ethical misconduct
|
