P210326VEQ

Accountability and Professional Conduct

Programme Scheme : FTS and, Core FAA / SFA CPD


Programme Title Accountability and Professional Conduct
Programme Scheme FTS and, Core FAA / SFA CPD
Training Provider Salmon Thrust Pte Ltd
Purpose of Programme

There is wide acknowledgement that the lack of accountability and poor professional conducts were some of the root causes of the Global Financial Crisis in 2007/08. In the decade since that crisis, the global financial industry continues to be plagued by cases of ethical failure. Market conduct regulators globally have hence stepped up their focus on potential malpractices that could cause investor harm. This course will highlight the regulatory risks focus that regulator is putting on the appointed representatives.

Programme Website http://www.salmonthrust.com
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Asset Management, Financial Services
Location of Training Singapore
Training Duration/ CPD Hours: Total: 1 Hr(s)

Core FAA CPD: 1 Hr(s)
Core SFA CPD: 1 Hr(s)
Name of Contact Person: Belle Luo
Designation Learning and Operations Manager
DID 81018521
Email belle@salmonthrust.com
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 3
H. Risk Management, Governance and Regulatory Compliance H10. Industry Knowledge (Laws and Regulations): Asset Management 2
H. Risk Management, Governance and Regulatory Compliance H11. Industry Knowledge (Laws and Regulations): Capital Markets 2
H. Risk Management, Governance and Regulatory Compliance H13. Industry Knowledge (Laws and Regulations): Financial Markets 2
H. Risk Management, Governance and Regulatory Compliance H25. Regulatory Compliance 3

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