P210525OON

Ethics, Compliance and Moral Dilemmas

Programme Scheme : IBF-STS and, Core FAA / SFA CPD


Programme Title Ethics, Compliance and Moral Dilemmas
Programme Scheme IBF-STS and, Core FAA / SFA CPD
Training Provider Wealth Management Institute Limited
Purpose of Programme

Having a clear understanding of the compliance rules and regulations governing asset management is critical for operating in the industry. However, just knowing the rules is not enough. This course also teaches participants that ethical conduct goes beyond what is required by law. It forms the backbone of an enduring and trusting relationship with clients and investors, and also provides a good compass in situations of ethical and moral dilemmas.

Programme Website http://wmi.edu.sg/
Programme Prospectus Click here to download file
Type of Programme Training & Assessment
Industry Segment Asset Management
Location of Training
Training Duration/ CPD Hours: Total: 13 Hr(s)
2 Full Day(s) over 1 Month(s)

Core FAA CPD: 13 Hr(s)
Core SFA CPD: 13 Hr(s)
Name of Contact Person: Nathan Ong
Designation Senior Lead Programme Manager
DID 69945614
Email nathanong@wmi.edu.sg
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 3
H. Risk Management, Governance and Regulatory Compliance H25. Regulatory Compliance 3

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