P211019YUF

Advanced Diploma in Wealth Management - Ethics, Regulatory Compliance & Client Onboarding

Programme Scheme : IBF-STS and, Core FAA / SFA CPD


Programme Title Advanced Diploma in Wealth Management - Ethics, Regulatory Compliance & Client Onboarding
Programme Scheme IBF-STS and, Core FAA / SFA CPD
Training Provider Wealth Management Institute Limited
Purpose of Programme

Ethics - This module builds on the content covered in Level 1 to promote ethical conduct in the workplace. It focuses on commonly faced ethical dilemmas in the wealth management industry through case studies. Partnering with Dr Mary Gentile from Darden University, a key component of this module is the innovative "Giving Voice to Values" approach to valuesdriven development. The GVV curriculum will offer skills and tools for handling these dilemmas in the workplace in an authentic and results-oriented way. Rules and Regulations - Since the global financial crisis, the wealth management industry has been unprecedented regulatory changes and challenges. To help you navigate this rapidly evolving regulatory environment, this module will cover regulations critical to the industry and addresses them clearly through the use of relevant case studies.

Programme Website http://wmi.edu.sg
Programme Prospectus Click here to download file
Type of Programme Training & Assessment
Industry Segment Private Banking and Wealth Management
Location of Training
Training Duration/ CPD Hours: Total: 8 Hr(s)
1 Full Day(s) over 1 Month(s)

Core FAA CPD: 8 Hr(s)
Core SFA CPD: 8 Hr(s)
Name of Contact Person: Ethel Lim
Designation Programme Manager
DID 96277937
Email ethellim@wmi.edu.sg
Skills Category Skills and Competencies Proficiency Level
H. Risk Management, Governance and Regulatory Compliance H8. Customer Acceptance Checking and Onboarding 4
A. Business Development and Strategy Management A13. Ethical Culture 4

Find out more