P210518QOP

Guidelines on Individual Accountability and Conduct

Programme Scheme : FTS and, Core FAA / SFA CPD


Programme Title Guidelines on Individual Accountability and Conduct
Programme Scheme FTS and, Core FAA / SFA CPD
Training Provider Investment Management Association of Singapore (IMAS)
Purpose of Programme

This module is tailored for investment management professionals in Singapore and designed to meet the MAS’ requirement under SFA04-N09 where an appointed representative of a holder of a capital markets services licence is required to complete 6 hours of Core CPD training in ethics, rules or regulations or both, that is relevant to the type of regulated activity he conducts.

Programme Website http://www.imas.org.sg/ilearn
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Asset Management
Location of Training Singapore
Training Duration/ CPD Hours: Total: 1 Hr(s)

Core FAA CPD: 0 Hr(s)
Core SFA CPD: 1 Hr(s)
Name of Contact Person: Benedict Tan
Designation Strategy Analyst
DID 62239353
Email benedict_tan@imas.org.sg
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 3
H. Risk Management, Governance and Regulatory Compliance H10. Industry Knowledge (Laws and Regulations): Asset Management 2
H. Risk Management, Governance and Regulatory Compliance H11. Industry Knowledge (Laws and Regulations): Capital Markets 2
H. Risk Management, Governance and Regulatory Compliance H13. Industry Knowledge (Laws and Regulations): Financial Markets 2
H. Risk Management, Governance and Regulatory Compliance H25. Regulatory Compliance 3

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