Programme Scheme : FTS and, Core FAA / SFA CPD

Programme Title Sanctions
Programme Scheme FTS and, Core FAA / SFA CPD
Purpose of Programme

Tutorial Description On completion of this tutorial, you will be able to: • List the reasons for sanctions • List the types of sanction • Identify a sanctions list and the penalties associated with noncompliance • Interpret the name and target match procedure • Recall the challenges in identifying ownership and control in entities Tutorial Overview Sanctions restrict and prohibit dealings with certain countries, entities, or individuals which are involved – or suspected of being involved – in illegal activities. This helps uphold peacekeeping and conflict resolution, and combat violations of international law and terrorism. They do this by applying pressure to encourage a change in behavior of a target country or regime, or to prevent and suppress the financing of terrorist activity. Everyone who works within financial services should have a good understanding of what sanctions are, how they work, and why they are used. In this tutorial, we look at who imposes sanctions, the laws, and penalties for breaches of said sanctions, and the reporting obligations surrounding sanctions. Prerequisite Knowledge: None Tutorial Level: Introductory Tutorial Duration: 45 minutes *This programme is not meant for individual registration. Please contact us to enquire.

Programme Website
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Capital Markets, Corporate Banking, Private Banking and Wealth Management
Location of Training Singapore
Training Duration/ CPD Hours: Total: 0.5 Hr(s)

Core FAA CPD: 0.5 Hr(s)
Core SFA CPD: 0.5 Hr(s)
Name of Contact Person: Jane Lai
Designation Business Development & Marketing
DID 31584734
Email jlai@intuition.com
Skills Category Skills and Competencies Proficiency Level
H. Risk Management, Governance and Regulatory Compliance H25. Regulatory Compliance 3
E. Investment and Financial Management E12. Credit Assessment 2
H. Risk Management, Governance and Regulatory Compliance H22. Policy Implementation and Revision 3
I. Critical Core Skills I7. Decision Making 1
I. Critical Core Skills I10. Global Perspective 1