P211017WLI

Market Conduct: Global Edition

Programme Scheme : FTS and, Core FAA / SFA CPD


Programme Title Market Conduct: Global Edition
Programme Scheme FTS and, Core FAA / SFA CPD
Training Provider Thomson Reuters Corporation Pte Ltd
Purpose of Programme

This course explains the main types of market manipulation that can occur in stock markets around the globe and helps employees understand their responsibilities regarding prohibited market behavior.

Programme Website https://www.thomsonreuters.com.sg/en/products-services/regulation-compliance-overview/compliance-elearning/enhanced-training-support-financial-institutions.html
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Compliance, Private Banking and Wealth Management
Location of Training Singapore
Training Duration/ CPD Hours: Total: 0.5 Hr(s)

Core FAA CPD: 0.5 Hr(s)
Core SFA CPD: 0.5 Hr(s)
Name of Contact Person: Carsten Rosenkranz
Designation Director Sales Risk Corporates, AEM
DID 69738257
Email carsten.rosenkranz@thomsonreuters.com
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 3

Find out more