Conflicts of interest can arise in all fields and sectors. The existence of a conflict of interest is not unethical in itself and there are a number of ways in which conflicts can be properly managed. However, the actions taken by a firm where there is a conflict of interest may pose legal, regulatory and reputational challenges. This module examines examples of conflicts of interest, tools, policies and procedures, enforcement action, and good practice.
*This programme is available only to members of the Chartered Institute for Securities & Investment