P211014UZJ

Singapore: Conflicts of Interest Professional Refresher

Programme Scheme : FTS and, Core FAA / SFA CPD


Programme Title Singapore: Conflicts of Interest Professional Refresher
Programme Scheme FTS and, Core FAA / SFA CPD
Training Provider Chartered Institute for Securities & Investment (Singapore) Pte Ltd
Purpose of Programme

Conflicts of interest can arise in all fields and sectors. The existence of a conflict of interest is not unethical in itself and there are a number of ways in which conflicts can be properly managed. However, the actions taken by a firm where there is a conflict of interest may pose legal, regulatory and reputational challenges. This module examines examples of conflicts of interest, tools, policies and procedures, enforcement action, and good practice. *This programme is available only to members of the Chartered Institute for Securities & Investment

Programme Website https://www.cisi.org/cisiweb2/en/cisi-elearning/cisipr/GetChapterList/758/
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Asset Management, Capital Markets, Compliance, Corporate Banking, Digital and Data Analytics, Financial Markets, Financial Planning, Financial Services, General Insurance, Life Insurance, Operations, Private Banking and Wealth Management, Retail Banking, Risk Management
Location of Training Singapore
Training Duration/ CPD Hours: Total: 0.5 Hr(s)

Core FAA CPD: 0.5 Hr(s)
Core SFA CPD: 0.5 Hr(s)
Name of Contact Person: Andrella Guzman Sandejas
Designation Regional Head
DID 200604786
Email Andrella.Guzman-Sandejas@cisi.org
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 5
B. Customer Relationship and Stakeholder Management B6. Customer Relationship Management 5
G. Product, Sales and Market Management G1. Contract and Vendor Management 5

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