P211014NAD

Singapore: Vulnerable Clients Professional Refresher

Programme Scheme : FTS and, Core FAA / SFA CPD


Programme Title Singapore: Vulnerable Clients Professional Refresher
Programme Scheme FTS and, Core FAA / SFA CPD
Training Provider Chartered Institute for Securities & Investment (Singapore) Pte Ltd
Purpose of Programme

Vulnerable customers may be significantly less able to represent their own interests, and more likely to suffer harm than the average consumer. Over the course of this module, we will consider how vulnerable clients and financial planners interact in a way that demonstrates the best interest for the client. *This programme is available only to members of the Chartered Institute for Securities & Investment

Programme Website https://www.cisi.org/cisiweb2/en/cisi-elearning/cisipr/GetChapterList/759/
Programme Prospectus Click here to download file
Type of Programme E-Learning
Industry Segment Asset Management, Capital Markets, Compliance, Corporate Banking, Digital and Data Analytics, Financial Markets, Financial Planning, Financial Services, General Insurance, Life Insurance, Operations, Private Banking and Wealth Management, Retail Banking, Risk Management
Location of Training Singapore
Training Duration/ CPD Hours: Total: 1 Hr(s)

Core FAA CPD: 1 Hr(s)
Core SFA CPD: 1 Hr(s)
Name of Contact Person: Andrella Guzman Sandejas
Designation Regional Head
DID 200604786
Email Andrella.Guzman-Sandejas@cisi.org
Skills Category Skills and Competencies Proficiency Level
A. Business Development and Strategy Management A13. Ethical Culture 5
B. Customer Relationship and Stakeholder Management B10. Personal Finance Advisory 5

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