Client Advisor Competency Standards (CACS) ​Paper 1 - Legislation, Regulation & Industry Codes of Practice

  • - Overview of Wealth Management
  • - Private Banking Code of Conduct
  • - Client On Boarding Process
  • - Client Relationship Management
  • - Wealth Transfers and Succession Planning
  • Format: 80 MCQs (computer-based)
  • Duration: 2 hours 
  • Pass mark: 75%

The exam results will be displayed on the computer screens after the exam. Printed result slips will not be issued.

Fees before GST
  1st Attempt Subsequent Attempt
Corporate Members $330 $310
Non-Members $400 $380
This paper is eligible for IBF-STS Funding. Please click here​ for more information.​

There are no exemptions to CACS Paper 1 as it is a rules and regulations exam.

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