I am:
Regulated Activity |
I deal in Securities (via an SGX-ST Member) |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I deal in Securities (non SGX-ST Member) |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I trade in Futures Contracts (SGX-DT Member) |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I trade in Futures Contracts (Non SGX-DT
Member) |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I engage in
Fund Management |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I engage in
REIT Management |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I advise on
Corporate Finance |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I advise on
Corporate Finance
(Solely Debt Securities) |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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Regulated Activity |
I engage in
Leveraged Foreign
Exchange Trading |
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Capital Markets and Financial Advisory Services Module |
Rules and Regulations |
1A |
1B |
2A |
3 |
4A |
4B |
10 |
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The Singapore College of Insurance (SCI) is the administrator of the CMFAS Examinations for the financial advisory and insurance industry (i.e. CMFAS M5, M8, M8A, M9, M9A). Please refer to their
website for more information on these exams.
* K & A stands for Knowledge and Analysis