RES 3 - Rules, Ethics and Skills for Fund Management

  • Exam Syllabus
  • Exam Format
  • Exam Fees
  • Exemptions

- The Capital Markets and Fund Management Industry in Singapore
- Fund Management Rules, Regulations and Guidelines
- Licensing of Fund Management Companies
- Conduct of Business
- Market Conduct
- Collective Investment Schemes
- Guidelines on the Product Highlights Sheet
- Central Provident Fund Investment Scheme (CPFIS)
- Ethics, Codes and Standards of Professional Conduct for Fund Management 
- Fund Management – Practice and Skills
- Prevention of Financial Crimes 

Format: 100 MCQs (computer-based)
Duration: 2.5 hours
Pass mark: 75%

The exam results will be displayed on the computer screens after the exam. Printed result slips will not be issued.​​

  Fees before GST
  1st Attempt Subsequent Attempt
Corporate Members $200 $180
Non-Members $240 $220

There are no exemptions for RES 3 because it is a Rules & Regulations examination.


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