RES 4 - Rules, Ethics and Skills for Corporate Finance

  • Exam Syllabus
  • Exam Format
  • Exam Fees
  • Exemptions

-The Capital Markets Industry in Singapore and Participants in the Capital Market
- Raising Capital
- Getting Listed
- Post Listing Obligations and Considerations
- Overview of Singapore Code on Take-overs and Mergers
- Market Conduct
- Ethics, Codes and Standards of Professional Conduct for Corporate Finance 
- Corporate Finance – Practice and Skills 
- Prevention of Financial Crimes

Format: 60 MCQs (computer-based)
Duration: 1.5 hours
Pass mark: 75%

The exam results will be displayed on the computer screens after the exam. Printed result slips will not be issued.​​​

  Fees before GST
  1st Attempt Subsequent Attempt
Corporate Members $200 $180
Non-Members $240 $220

There are no exemptions for RES 4 because it is a Rules & Regulations examination.


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