Module 1B (M1B) - Rules & Regulations for Dealing in Securities (Non-SGX-ST Members)
The M1B Examination is applicable for all persons who wish to
deal in securities products for a principal company that is not a member of
Singapore Exchange - Securities Trading Limited.
Please refer to the MAS Notice SFA 04-N09
for more information. Candidates are also advised to check with their
compliance department for their applicable
CMFAS exam modules.
- Exam Syllabus
- Exam Format
- Exam Fees
- Exemptions
- - The Capital Markets Industry in Singapore and
Participants in the Capital Markets
- - Regulatory Requirements for Licensing and Business
Operations
- - Regulatory Requirements for Market Conduct
- - Central Provident Fund Investment Scheme (CPFIS)
- - Prevention of Financial Crimes
- Format: 60 MCQs (computer-based)
- Duration: 1 hour 15 minutes
- Pass mark: 75%
Candidates will receive their results immediately upon completion.
|
Fees before GST |
|
1st Attempt |
Subsequent Attempt |
Corporate Members |
$150 |
$130 |
Non-Members |
$170 |
$150 |
There are no exemptions for M1B because it is a Rules
& Regulations examination.
Register now
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